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Series 66: Uniform Combined State Law

To get an overview of the course, click above to watch the "Getting Started" introductory video. The Series 66 course includes 13 exclusive NorthStar tutorial videos.

The Series 66 exam - the Uniform Combined State Law - developed by NASAA and administered for NASAA by FINRA, evaluates entry-level proficiency to provide investment advice and effect securities transactions for clients, as well as understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 100 scored questions and 10 unscored "pretest" questions. Applicants have two-hours and 30-minutes to complete the exam. The passing score is 73%. The Series 7 is a co-requisite for this examination but either exam can be taken first and the Series 66 does not require FINRA member firm sponsorship. The Series 7 licensed representative, however, must be associated with and sponsored by a FINRA member firm.

Audience: The Series 66 exam - the Uniform Combined State Law - is a state law exam for a broker/dealer and an investment adviser representative (equivalent to the Series 63 and Series 65 combined). The exam is for professionals who, for compensation, provide advice and solicit purchases and/or sales of all securities products, including corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities.

Price: $229.00

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What's Included:

  • 10 Learning Modules
  • 19 Interactive Online Quizzes
  • 13 Video Tutorials
  • 8 Sample Final Exams

More Purchasing Options

QStar Mastery Exams Option – Don't need the full course? Purchase the sample final exams for this course for only $75.00. Course content modules, quizzes, and tutorial videos not included. Add to cart »
FREE Mobile App Available – Complement your training with the FREE NorthStar mobile app. Quiz yourself on the go using questions pulled from the Mastery Exam test bank. Now available for iOS (Android coming soon). NorthStar students and non-students alike are welcome, no sign-up or login required. Click here to install »

The NorthStar Advantage

Our package is the best value in the industry and includes everything you need to pass your exam quickly.

Convenient – Study anywhere, anytime on your desktop, tablet, or phone.
Comprehensive – Online & printable lessons (Ebook) with executive summaries; Live and OnDemand lectures; test-taking tips; quizzes, midterms & final exams that simulate the actual test; and direct access to expert instructors. Textbooks are also available for purchase.
Personalized – System creates a personalized plan that targets weaknesses and optimizes study time. Create unlimited custom exams to close any knowledge gaps.
Effective – Green Light program indicates your preparedness for your exam, ensuring the highest industry pass rates!

No Pass No Pay Guarantee

We're so confident you'll pass this exam on your first try, this course is guaranteed by our No Pass No Pay policy. Learn More »