Monday, October 3, 2022
The Federal Communication Commission introduced federal telephone cold calling rules that limit a registered representative's prospecting for new customers by telephone to the hours between:
The correct answer is...A.
8 a.m. and 9 p.m. in the prospect's time zone. The Federal Communication Commission introduced federal telephone cold calling rules that limit a registered representative's prospecting for new customers by telephone to the hours between 8 a.m. and 9 p.m. in the prospect's time zone. FINRA and other self-regulatory organizations enforce these rules. [Module 11, Communications, Section 3.0]
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