NorthStar Course Catalog

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Series 65: Uniform Investment Adviser Law

To get an overview of the course, click above to watch the "Getting Started" introductory video. The Series 65 course includes 22 exclusive NorthStar tutorial videos.

The Series 65 exam - the Uniform Investment Adviser Law - developed by NASAA and administered for NASAA by FINRA, evaluates an entry-level proficiency to provide investment advice to clients and in understanding the principles of state securities regulations reflected in the Uniform Securities Act with NASAA rule amendments prohibiting dishonest and unethical business practices. The exam provides state securities administrators with a basis to evaluate an applicant's knowledge and understanding of state law and regulations. This exam comprises 130 scored questions and 10 unscored "pretest" questions. Applicants have three-hours to complete the exam. As of June 2023, candidates must answer 92 out of 130 questions correct to earn a passing score.

Audience: The Series 65 exam - the Uniform Investment Adviser Law - is a state law exam for investment advisers and investment adviser representatives. The exam is for professionals who are registering as an investment adviser or associating with an investment adviser in order to, for compensation, provide advice on all types of securities, including corporate securities, municipal securities, investment company securities, variable annuities, direct participation programs, options, and government securities.

Price: $279.00

What's Included:

  • 20 Learning Modules
  • 33 Interactive Online Quizzes
  • 22 Video Tutorials
  • 8 Sample Final Exams

More Purchasing Options

QStar Mastery Exams Option – Don't need the full course? Purchase the sample final exams for this course for only $69.99. Course content modules, quizzes, and tutorial videos not included. New: Now includes Custom Assessments. Build your own quizzes from the study areas you choose!
FREE Mobile App Available – Complement your training with the FREE NorthStar mobile app. Quiz yourself on the go using questions pulled from the Mastery Exam test bank. Now available for iOS (Android coming soon). NorthStar students and non-students alike are welcome, no sign-up or login required. Click here to install »
Printed Book Available – We've combined all the print lessons into a single 590-page book, Series 65: Uniform Investment Adviser Law Study Guide, and made it available for purchase and delivery from Click here to buy on Amazon

The NorthStar Advantage

Our package is the best value in the industry and includes everything you need to pass your exam quickly.

Convenient – Study anywhere, anytime on your desktop, tablet, or phone.
Comprehensive – Online & printable lessons (Ebook) with executive summaries; Live and OnDemand lectures; test-taking tips; quizzes, midterms & final exams that simulate the actual test; and direct access to expert instructors. Textbooks are also available for purchase.
Personalized – System creates a personalized plan that targets weaknesses and optimizes study time. Create unlimited custom exams to close any knowledge gaps.
Effective – Green Light program indicates your preparedness for your exam, ensuring the highest industry pass rates!

No Pass No Pay Guarantee

We're so confident you'll pass this exam on your first try, this course is guaranteed by our No Pass No Pay policy. Learn More »